Our Services

Risk Assessment Services
Comprehensive, regulator-aligned risk reviews for financial institutions.

We deliver end-to-end risk assessments tailored to banks, credit unions, broker-dealers, and fintechs. Our approach focuses on operational resilience, regulatory alignment, and third-party risk exposure—helping you anticipate threats and maintain compliance.

Key Areas:

• IT, GLBA, and e-banking risk & control assessments

• AI, RPA, and API risk reviews

• Cloud security and third-party vendor assessments

• Cybersecurity posture & maturity testing

Audit and Specialized Compliance Risk Services
Independent evaluations to meet critical compliance requirements.

Our compliance assessments help financial institutions stay ahead of regulators. We provide objective evaluations and actionable remediation roadmaps to close gaps quickly and effectively.

Key Areas:

• FedLine Security & SWIFT CSP independent assessments
• AI governance and model risk control reviews
• FDICIA and SOX internal controls readiness
• CUECs review for third-party audit reports

Governance, Risk & Compliance (GRC)
Build a scalable, board-backed GRC framework.

We help boards and executives establish GRC programs that align with OCC, FRB, and FDIC expectations, creating clarity on risk appetite and improving decision-making.

Key Areas:

• Policy, standards, and procedures development
• Risk appetite, KPIs/KRIs, and reporting dashboards
• Enforcement action remediation and regulatory response
• Model risk governance (OCC, SR 11-7)

Audit including AI Audit
Fractional leadership for strategy and oversight.

Our virtual CISO services give you access to seasoned security leadership without the full-time headcount. We work directly with executives and boards to develop and execute cybersecurity strategy.

Key Areas:

• Security program design and board-level reporting
• Data privacy and regulatory compliance programs
• Ongoing risk advisory and threat monitoring

Data Science & AI/ML Services
Deploy and govern AI models with confidence.

We support financial institutions in building, validating, and monitoring machine learning models while ensuring strict compliance with regulatory guidance.

Key Areas:

• AI model inventory & governance frameworks
• Regulatory-aligned model validation (OCC, SR 11-7)
• ML model development, monitoring, and bias testing

Training & Executive Risk Awareness
Educate teams and boards to strengthen resilience.

Our programs equip your employees and board members with the knowledge to recognize risks early and respond effectively.

Key Areas:

• Board cybersecurity and AI workshops
• Regulatory trends & compliance best practices
• Enterprise risk management and internal controls training