Our Services

Risk Assessment Services
Comprehensive, regulator-aligned risk reviews for financial institutions.

We deliver end-to-end risk assessments tailored to banks, credit unions, broker-dealers, and fintechs. Our approach focuses on operational resilience, regulatory alignment, and third-party risk exposure—helping you anticipate threats and maintain compliance.

Key Areas:

• IT, GLBA, and e-banking risk & control assessments

• AI, RPA, and API risk reviews

• Cloud security and third-party vendor assessments

• Cybersecurity posture & maturity testing

Audit and Specialized Compliance Risk Services
Independent evaluations to meet critical compliance requirements.

Our compliance assessments help financial institutions stay ahead of regulators. We provide objective evaluations and actionable remediation roadmaps to close gaps quickly and effectively.

Key Areas:

• FedLine Security & SWIFT CSP independent assessments
• AI governance and model risk control reviews
• FDICIA and SOX internal controls readiness
• CUECs review for third-party audit reports

Governance, Risk & Compliance (GRC)
Build a scalable, board-backed GRC framework.

We help boards and executives establish GRC programs that align with OCC, FRB, and FDIC expectations, creating clarity on risk appetite and improving decision-making.

Key Areas:

• Policy, standards, and procedures development
• Risk appetite, KPIs/KRIs, and reporting dashboards
• Enforcement action remediation and regulatory response
• Model risk governance (OCC, SR 11-7)

AI Audit & Governance Service

Our AI Audit services help financial institutions and regulated organizations evaluate the governance, risk management, compliance, and control environment surrounding artificial intelligence solutions. Leveraging industry-leading practices aligned with ISACA’s Advanced in AI Audit (AAIA) framework, we assess AI systems for transparency, accountability, security, bias, model risk, regulatory compliance, and operational effectiveness.

We support organizations in establishing responsible AI governance programs, strengthening internal controls, and enhancing audit readiness across the AI lifecycle, from strategy and development to deployment and ongoing monitoring.

Key Areas:

• AI governance, policies, and regulatory compliance assessments
• AI model risk management, transparency, and bias evaluation
• AI security, data privacy, and operational control reviews

Data Science & AI/ML Services
Deploy and govern AI models with confidence.

We support financial institutions in building, validating, and monitoring machine learning models while ensuring strict compliance with regulatory guidance.

Key Areas:

• AI model inventory & governance frameworks
• Regulatory-aligned model validation (OCC, SR 11-7)
• ML model development, monitoring, and bias testing

Training & Executive Risk Awareness
Educate teams and boards to strengthen resilience.

Our programs equip your employees and board members with the knowledge to recognize risks early and respond effectively.

Key Areas:

• Board cybersecurity and AI workshops
• Regulatory trends & compliance best practices
• Enterprise risk management and internal controls training